Introduction
CDA Spectrum is provided by CDA
Investment
Technologies, Inc for transaction based finanical data. The databases contains
holdings and transactions of investment companies(domestic and foreign), 13(f)
institutins, 5% beneficial owners and insiders. The databases subscribed are
updated quarterly and
the period subscribed by the University is 1979 to 1996.
Subscription Agreement
You MUST observe the following copyright rules and regulations set by CDA as
follows:
- CDA grants The Chinese University of Hong Kong to use the CDA Spectrum
non-exclusively. The CDA Database may not be made available for any other
ues, whether by loan, rental, service bureau, timesharing or similar arrnagement,
and the contained may not be incorporated in any way in any other product
or service distributed without the express written consent of CDA. You
may not sublicense, lease or otherwise distribute the CDA Databasee, or
portions without the express written consent of CDA.
- The CDA Databases are proprietary to CDA. The CDA Databases or information
contained therein may be copied, distributed, duplicated, or transferred.
- Data is obtained from sources
believed to be reliable, but are not necessarily complete, nor does CDA
guarantee the accurac, the Databases are provied "AS
IS" and CDA makes no warranties, expressed or implied, including specifically,
any warranty of merchantability or fitness for a particular purposem as
to the data provided. CDA shall have no liability for any default resulting
from circumstances beyond its reasonable control.
- You grants the use of nay and all data contained in the Databases in
the published research of registered staff and students of the Chinese
University of Hong Kong in printed format.
- CDA Spectrum should be cited as the source for any data published, or
for any analyses published which rely upon CDA Spectrum data for their
validity.
- The author of any article or publication containing CDA Spectrum data
or CDA Spectrum based analysis(including the citation as to the data's
source0 should provide a copy to CDA Spectrum either in advance or concurrently
with its publication.
- Co-authorship with faculty members outside the University is permissible
based upon thte follow guidelines. The Spectrum data be used only by a
single professor or co-author, affiliated with an outside institution,
who directly engages in joint research with the the University.
Covering Period of Data
The Databases subscribed by the University covers the period 1979 - 1996
on quarterly base.
Resident Directory
The CDA Spectrum Databases reside on the following directories:
/datalib1/cda/
Date Structure(Record
Layout)
The naming convention for the files is as follows:
Character(s) Interpretation
1-3 Internal Spectrum identification
for US/Can mutual fund data
4 File # per data specifications
(will range from 1-6)
5-6 2-digit year for data set
7-8 2-digit month for data set
For example, the file named s1218903.dta should be interpreted as follows:
Character(s) Interpretation
s12 Spectrum US/Can mutual funds
1 File #1 per data specifications
(owner file in this case)
89 Year 1989
03 Month of March
Hence, it is file #1 for the March, 1989 data set.
Likewise, the file named s1238806.dta should be interpreted as file #3
for
the June, 1988 data set.
In order to access the data of the CDA Spectrum files, you should refer
to the layout of the file as
follows:
|
File No. 1 Fund Identification
Key |
|
Columns |
Description |
|
1-5 |
Fund Number |
|
6-29 |
Fund Name |
|
30-35 |
Management Company Abbreviation |
|
36-41 |
Report Date(mmddyy)* |
|
42-49 |
End of Quarter Assets(Tens of Thousands of
Dollars) |
|
50 |
Investment Objective Code** |
- *The
12/78 & 3/79 files had no portfolio
dates in 36-41. Instead, 36-50 contained
assets.
- **1
= International funds; 2 = Aggressive growth;
3 = Growth; 4 = Growth & income;
5 = Municipal bonds; 6 = Bond & preferred;
7 = Balanced; 8 = metals and 9 = unclassified.
|
|
File
No. 2 Fund Identification Key |
|
Columns |
Description |
|
1-8 |
Cusip |
|
9-36 |
Stock Name |
|
37-40 |
Ticker Symbol |
|
41-44 |
End of Quarter Shares Outstanding in Millions |
|
45-50 |
End of Quarter Price($$$$.cc) |
|
File No. 3 Mutual Fund
Holdings |
|
Columns |
Description |
|
1-8 |
Cusip |
|
9-13 |
Fund Number |
|
14-25 |
Shares Held At Quarter-End |
|
File No. 4 Mutual Fund
Transactions |
|
Columns |
Description |
|
1-8 |
Cusip |
|
9-13 |
Fund Number |
|
14-25 |
Net Change In Shares Since Prior Report |
|
File No. 5 Potential Overlap
with Institutional 13F Common Stock Holdings
and Transactions*** |
|
Columns |
Description |
|
1-5 |
Fund Number On Mutual Fund Stock Holdings
Tape |
|
6 |
Blank |
|
7-24 |
Fund Name On Mutual Fund Stock Holdings Tape |
|
25 |
Blank |
|
26-30 |
Corresponding Number of the Fund or Its parent
On Institutional 13F Common Stock Holdings
and Transactions Tape |
|
31 |
Blank |
|
32-50 |
Name on Institutional 13F Common Stock Holdings
and Transactions Tape |
- *** File 5 not available prior to 3/94.
|
|
File No. 6 Mutual Fund Stock
Holdings tape Permanent Keys*** |
|
Columns |
Description |
|
1 |
Blank |
|
2-6 |
Fund Number(Right-justified Numeric, To Alphabetize
the Funds) |
|
7 |
Blank |
|
8-11 |
Permanent Key(Right-Justified Numeric) |
|
12-16 |
Reserved For CDA Internal Use |
|
17-32 |
Same As Bytes 1 -16 For Next Fund in Alphabetic
Sequence |
|
33-48 |
Same As Bytes 1 -16 For Next Fund in Alphabetic
Sequence |
|
49-64 |
Same As Bytes 1 -16 For Next Fund in Alphabetic
Sequence |
|
65-80 |
Same As Bytes 1 -16 For Next Fund in Alphabetic
Sequence |
- **** File 6 not available prior to 3/94.
|
Files
in CDA Spectrum
Data files residing on /datalib1/cda are listed in
the table below :
s1217912.dta s1219412.dta s1229209.dta s1239006.dta s1248803.dta
s1218003.dta s1219503.dta s1229212.dta s1239009.dta s1248806.dta
s1218006.dta s1219506.dta s1229303.dta s1239012.dta s1248809.dta
s1218009.dta s1219509.dta s1229306.dta s1239103.dta s1248812.dta
s1218012.dta s1219512.dta s1229309.dta s1239106.dta s1248903.dta
s1218103.dta s1219603.dta s1229312.dta s1239109.dta s1248906.dta
s1218106.dta s1219606.dta s1229403.dta s1239112.dta s1248909.dta
s1218109.dta s1219609.dta s1229406.dta s1239203.dta s1248912.dta
s1218112.dta s1219612.dta s1229409.dta s1239206.dta s1249003.dta
s1218203.dta s1227912.dta s1229412.dta s1239209.dta s1249006.dta
s1218206.dta s1228003.dta s1229503.dta s1239212.dta s1249009.dta
s1218209.dta s1228006.dta s1229506.dta s1239303.dta s1249012.dta
s1218212.dta s1228009.dta s1229509.dta s1239306.dta s1249103.dta
s1218303.dta s1228012.dta s1229512.dta s1239309.dta s1249106.dta
s1218306.dta s1228103.dta s1229603.dta s1239312.dta s1249109.dta
s1218309.dta s1228106.dta s1229606.dta s1239403.dta s1249112.dta
s1218312.dta s1228109.dta s1229609.dta s1239406.dta s1249203.dta
s1218403.dta s1228112.dta s1229612.dta s1239409.dta s1249206.dta
s1218406.dta s1228203.dta s1237912.dta s1239412.dta s1249209.dta
s1218409.dta s1228206.dta s1238003.dta s1239503.dta s1249212.dta
s1218412.dta s1228209.dta s1238006.dta s1239506.dta s1249303.dta
s1218503.dta s1228212.dta s1238009.dta s1239509.dta s1249306.dta
s1218506.dta s1228303.dta s1238012.dta s1239512.dta s1249309.dta
s1218509.dta s1228306.dta s1238103.dta s1239603.dta s1249312.dta
s1218512.dta s1228309.dta s1238106.dta s1239606.dta s1249403.dta
s1218603.dta s1228312.dta s1238109.dta s1239609.dta s1249406.dta
s1218606.dta s1228403.dta s1238112.dta s1239612.dta s1249409.dta
s1218609.dta s1228406.dta s1238203.dta s1247912.dta s1249412.dta
s1218612.dta s1228409.dta s1238206.dta s1248003.dta s1249503.dta
s1218703.dta s1228412.dta s1238209.dta s1248006.dta s1249506.dta
s1218706.dta s1228503.dta s1238212.dta s1248009.dta s1249509.dta
s1218709.dta s1228506.dta s1238303.dta s1248012.dta s1249512.dta
s1218712.dta s1228509.dta s1238306.dta s1248103.dta s1249603.dta
s1218803.dta s1228512.dta s1238309.dta s1248106.dta s1249606.dta
s1218806.dta s1228603.dta s1238312.dta s1248109.dta s1249609.dta
s1218809.dta s1228606.dta s1238403.dta s1248112.dta s1249612.dta
s1218812.dta s1228609.dta s1238406.dta s1248203.dta s1259403.dta
s1218903.dta s1228612.dta s1238409.dta s1248206.dta s1259406.dta
s1218906.dta s1228703.dta s1238412.dta s1248209.dta s1259409.dta
s1218909.dta s1228706.dta s1238503.dta s1248212.dta s1259412.dta
s1218912.dta s1228709.dta s1238506.dta s1248303.dta s1259503.dta
s1219003.dta s1228712.dta s1238509.dta s1248306.dta s1259506.dta
s1219006.dta s1228803.dta s1238512.dta s1248309.dta s1259509.dta
s1219009.dta s1228806.dta s1238603.dta s1248312.dta s1259512.dta
s1219012.dta s1228809.dta s1238606.dta s1248403.dta s1259603.dta
s1219103.dta s1228812.dta s1238609.dta s1248406.dta s1259606.dta
s1219106.dta s1228903.dta s1238612.dta s1248409.dta s1259609.dta
s1219109.dta s1228906.dta s1238703.dta s1248412.dta s1259612.dta
s1219112.dta s1228909.dta s1238706.dta s1248503.dta s1269403.dta
s1219203.dta s1228912.dta s1238709.dta s1248506.dta s1269406.dta
s1219206.dta s1229003.dta s1238712.dta s1248509.dta s1269409.dta
s1219209.dta s1229006.dta s1238803.dta s1248512.dta s1269412.dta
s1219212.dta s1229009.dta s1238806.dta s1248603.dta s1269503.dta
s1219303.dta s1229012.dta s1238809.dta s1248606.dta s1269506.dta
s1219306.dta s1229103.dta s1238812.dta s1248609.dta s1269509.dta
s1219309.dta s1229106.dta s1238903.dta s1248612.dta s1269512.dta
s1219312.dta s1229109.dta s1238906.dta s1248703.dta s1269603.dta
s1219403.dta s1229112.dta s1238909.dta s1248706.dta s1269606.dta
s1219406.dta s1229203.dta s1238912.dta s1248709.dta s1269609.dta
s1219409.dta s1229206.dta s1239003.dta s1248712.dta s1269612.dta
Sample
Access Programs
You can find SAS sample access programs under directory
/datalib1/cda/sasprg
as follows:
They can be used for accessing the six different types of files accordingly.
All these files are
stored on the Logic server too.
Manual
There was no manual come with the CDA Spectrum Database. You can only refer
to the data specifications for accessing the Databases.
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